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SFC Fines Guosen Securities HK$2.8 Million

The Securities and Futures Commission of Hong Kong (SFC) announced on Wednesday that it had fined Guosen Securities (HK) Brokerage Company, Limited (Guosen) HK$2.8 million over its failure to handle client assets and accounts properly.

According to the SFC’s investigation, the licensed entity authorized to carry on securities and futures trading activities and investment advisory brea... Read More

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Content Topics

Fines

Guosen

Securities

Hk

Million

Hk 2 8

Forex

Posted: Dec 21 2022, 10:34

Author Name: financemagnates

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