Subscribe To
FINRA’s Head of Enforcement, Jessica Hopper, to Exit after 18 Years
Jessica Hoppers, the Head of Enforcement of the Financial Industry Regulatory Authority (FINRA), a non-profit body that regulates brokerages that serve the American public, is set to depart from the organization on February 3 after 18 years of service. The self-regulatory organization (SRO) announced Hopper's planned exit on Tuesday.
FINRA also disclosed that Christopher Kelly, a Senior Vice President and Deputy Head of Enforcement, will take over Hopper's role in an acting capacity un... Read More
Posted: Jan 24 2023, 22:13
Author Name: financemagnates
Views: 110733