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Gain Capital fined $700K by NFA for compliance violations
Gain Capital stopped the system malfunction but before it had done so it had incurred a loss of about $3 million. The company also made negative adjustment of the accounts of 17 customers by about $2.84 million and the positive adjustment of 33 customer accounts by about $35,000. These actions were approved by Gain Capital’s […] The post Gain Capital fined $700K by NFA for compliance violations appeared first on LeapRate...
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Posted: Dec 9 2022, 10:13
Author Name: leaprate
Views: 111568