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Gain Capital’s $236 Million Deal That Led to an Insider Trading Scandal

The Securities and Exchange Commission (SEC) has announced a settlement with former financial services executive Joseph Conlan over insider trading allegations. The charges relate to Conlan's trading in GAIN Capital Holdings, Inc. (GCAP) stocks ahead of a public announcement that StoneX Financial would acquire the company. As part of the settlement, Conlan is required to pay disgorgement of his ill-gotten gains, along with prejudgment interest and a civil penalty totaling $159,389.Conlan Settle... Read More

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Posted: Oct 31 2023, 09:30

Author Name: financemagnates

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