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SFC Imposes 10-Year Ban on Citigroup Global Markets Asia's Ex-Officer

Hong Kong's Securities and Futures Commission (SFC) announced on Monday that it had banned Philip John Shaw, a former responsible officer, board member and Head of Pan-Asia Execution Services of Citigroup Global Markets Asia Limited (CGMAL), for serious regulatory breaches. According to the regulator's statement, Shaw cannot re-enter the financial industry for the next ten years until 3 Ma... Read More

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Posted: Mar 6 2023, 09:37

Author Name: financemagnates

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