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NCLA Asks Supreme Court to Rein in SEC Practice of Seeking Penalties in Excess of Statutory Caps

NCLA Asks Supreme Court to Rein in SEC Practice of Seeking Penalties in Excess of Statutory Caps
Jocelyn M. Murphy, Michael S. Murphy, and Richard C. Gounaud v. Securities and Exchange Commission Washington, D.C., June 26, 2023 (GLOBE NEWSWIRE) — Securities and Exchange Commission (SEC) penalties have exploded in size in recent years, in large part because the agency ignores statutory penalty caps Congress set in 1990. SEC civil penalties have become […] The post NCLA Asks Supreme Court to Rein in SEC Practice of Seeking Penalties in Excess of Statutory Caps appeared first on ForexTV... Read More
Posted: Jun 27 2023, 02:15
Author Name: forextv
Views: 112432

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