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Obligations for CFDs Brokers: ASIC Seeks to Tighten DDO Rules Further

Obligations for CFDs Brokers: ASIC Seeks to Tighten DDO Rules Further
The Australian Securities and Investment Commission (ASIC) has found “ significant room for improvement” in the design and distribution obligations (DDO) around the distribution of over-the-counter (OTC) derivatives and other high-risk retail products. These products include contracts for differences (CFDs) and crypto derivatives. ASIC Sees Room for Improvement around DDO Announced today (Wednesday), the Aussie regulator concluded that financial services providers offering these complex investme... Read More
Posted: Sep 6 2023, 05:03
Author Name: financemagnates
Views: 102082

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