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Wall Street watchdog fines Webull for options customer approval violations
By John McCrank NEW YORK (Reuters) – The Financial Industry Regulatory Authority on Thursday said it fined retail brokerage Webull Financial $3 million for failing to exercise reasonable due diligence before approving customers for options trading, as well as issues around how it responded to customer The post Wall Street watchdog fines Webull for options customer approval violations appeared first on ForexTV...
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Posted: Mar 9 2023, 18:21
Author Name: forextv
Views: 111556