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Sec subpoenas robinhood over crypto listings

Robinhood said: To the extent that the SEC or a court determines that any cryptocurrencies supported by our platform are securities, that determinatio...

February 28, 2023, 8:09 am

Credit suisse breached law in greensill lapses, regulator says

Finma, the Swiss regulator, didn't impose any profit penalties but said the bank failed to meet its dut...

February 28, 2023, 6:17 am

Similac maker abbott could face criminal penalties of up to $500,000 per offense in doj probe of factory conditions amid the baby formula shortage

"It's a layup for a misdemeanor charge," a food safety attorney told Crain's Chicago, though a felony would be harder for investigators to prove....

February 15, 2023, 3:39 pm

Exclusive: u.s. lawmakers press labor department to probe child labor in hyundai supply chain

Thirty-three members of Congress are urging the U.S. Labor Secretary to seek strong and swift penalties...

February 10, 2023, 1:14 pm

Amazon gets 3 more warehouse-safety citations as osha warns company to ‘take these injuries seriously'

The federal government on Wednesday hit Amazon.com Inc. with worker-safety related citations and penalties...

February 1, 2023, 1:54 pm

Ftc slaps online pharmacy goodrx for sharing users' health data with facebook and google

Online pharmacy GoodRx has agreed to pay $1.5 million in civil penalties for years of sharing the healt...

February 1, 2023, 12:00 pm

Regulators slapped industry with record fines in 2022, sec in the lead

The year 2022 saw an unprecedented surge in fines issued by global financial services regulators, according to SteelEye's Fine Tracker. Its newest ...

January 31, 2023, 12:17 pm

Asic bans bradford ai for four years for providing unlicensed fx trading services

CFDs are leveraged derivative contracts and are regarded as a high-risk product. ASIC takes the regulation of offering such instruments very seriously...

January 30, 2023, 8:42 am

Morgan stanley imposes $1million penalties on bankers for using whatsapp for official business

Reuters further reported that the penalty amounts were determined by the number of messages sent, seniority and whether the employees had already rece...

January 27, 2023, 11:00 am

Peloton to pay more than $19 million in civil penalties for failures in reporting tread+ dangers

Shares of Peloton Interactive Inc. fell Thursday after the home-fitness company agreed to pay a civil penalty of $19.1 million to settle charges relat...

January 5, 2023, 12:51 pm

Meta plans to appeal $414 million fine amid row over consent for ad tracking

The Facebook and Instagram owner says the penalties do not mean it must seek users' consent, but Max Sc...

January 5, 2023, 9:48 am

Southwest airlines could face stiff fines as pete buttigieg slams them

Southwest Airlines could be slapped with major penalties for ruining Christmas for thousands of travele...

December 28, 2022, 4:23 pm

Mesa air to wind down contract with american airlines, expand relationship with united airlines

Mesa Air Group Inc. MESA, -4.10% has announced plans to wind down its contract with American Airlines Group Inc. AAL, -0.93% and expand its relationsh...

December 19, 2022, 7:46 am

French watchdog orders amazon to pay $3.5 mln in penalties

A French watchdog has ordered U.S. e-commerce giant Amazon.com to pay 3.3 million euros ($3.5 million) in pena...

December 7, 2022, 6:30 am

Ncla amicus brief takes on sec’s arbitrary calculations of civil penalties in enforcement cases

Securities and Exchange Commission v. Jocelyn M. Murphy, et al. Washington, D.C., Nov. 30, 2022 (GLOBE NEWSWIRE) — The Securities and Exchange Commi...

November 30, 2022, 8:22 pm

Us sec recovers record $6.4bn in penalties and disgorgement in fy22

The United States Securities and Exchange Commission on Tuesday announced its enforcement results for its fisc...

November 16, 2022, 3:24 am

Amplify energy to pay $5 million to settle criminal charges over california oil spill

California officials on Thursday said Amplify Energy Corp agreed to plead guilty to six criminal charges and pay nearly $5 million in ...

September 8, 2022, 5:57 pm

Family dollar hit with $1.2 million in osha fines for violations at 2 ohio stores

Federal regulators have fined Family Dollar more than $1.2 million in penalties related to safety viola...

August 1, 2022, 5:10 pm

Glencore lowers copper production forecast for 2022

Glencore PLC (LSE:GLEN), which was slapped with US$1.5bn of penalties for bribery and corruption earlie...

July 29, 2022, 4:00 am

Ge opens claims process to compensate harmed investors

General Electric Co. GE, +0.54% said Tuesday that it has opened the claims process for the GE Fair Fund, which was established to compensate investors...

June 21, 2022, 11:28 am


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