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ASIC slaps a 10-year ban on unlicensed CFD trader

ASIC slaps a 10-year ban on unlicensed CFD trader
In its investigation, ASIC found that Suncoast Trading, Equity Trade, nor Jennings hold the necessary Australian Financial Services licence to provide financial services. Furthermore, it was discovered that Jennings had some clients put their deposits into his personal trading account and traded CFDs without consulting them. He made false or misleading statements to his clients […] The post ASIC slaps a 10-year ban on unlicensed CFD trader appeared first on LeapRate... Read More
Posted: Nov 15 2022, 08:44
Author Name: leaprate
Views: 092054

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