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Cftc moves against 3 defi platforms, slaps heavy penalties

The Commodity Futures Trading Commission (CFTC) has taken enforcement action against three decentralized finance (DeFi) protocols, Opyn, ZeroEx, and D...

September 8, 2023, 5:13 am

Cysec slaps €100k fine on bdswiss for non-compliance

The Cyprus Securities and Exchange Commission (CySEC) announced today (Thursday) its decision to impose an administrative penalty of €100,000 on BDS...

July 27, 2023, 10:23 am

Goldman sachs slaps tesla with another downgrade

Despite a recent winning streak spanning 13 consecutive days and a $240 billion boost to valuation, Goldman Sachs slapped Tesla with its fourth share ...

June 26, 2023, 3:45 pm

Finra slaps $900k penalty on credit suisse's us subsidiary

The Financial Industry Regulatory Authority (FINRA) has slammed a censure and fine of $900,000 on Credit Suisse for reporting more than 9,000 late tra...

June 26, 2023, 8:54 am

Eu slaps google with antitrust charges over ad tech policies

The EU's competition chief, Margrethe Vestager, said Google has allegedly harmed its competitors and increased advertisers' costs by favoring its own ...

June 14, 2023, 8:40 am

Cfpb slaps citizens bank with $9 million fine for mismanaging fraud complaints

Citizens bank violated federal consumer financial law and failed to investigate fraud claims, according to a CFPB lawsuit....

May 23, 2023, 4:47 pm

Eu regulator slaps meta platforms with highest-ever fine

Meta Platforms Inc (NASDAQ: META) is in focus today after European privacy regulators announced a €1.2 billion ($1.3 billion) penalty on the tech be...

May 22, 2023, 12:06 pm

Eu slaps meta with $1.3 billion fine over data privacy concerns

Meta was fined $1.3 billion on Monday for mishandling European Facebook users' data. The company said in a statement that it has plans to appeal the "...

May 22, 2023, 9:27 am

Sfc slaps city international futures with $100,000 fine for regulatory breaches

City International Futures (Hong Kong) Limited (CIFHKL), which is now known as VERCAP Financial Services Limited, has been ...

March 9, 2023, 10:06 am

India's central bank slaps penalty on amazon's payments unit

India's central bank has slapped Amazon Pay's India unit with a fine of over $373,300 for non-compliance with local guidelines surrounding know your c...

March 3, 2023, 7:18 am

Nfa slaps $350k fine on gmg brokers and its ceo

The National Futures Association (NFA) in the United States has brought a total penalty of $350,000 against a London-based introducing broker, GMG ...

March 2, 2023, 6:51 am

Mastermind behind forum that set off meme stock craze slaps reddit with lawsuit

WallStreetBets founder Jaime Rogozinski discusses his lawsuit against Reddit for banning him as moderator from the forum he created on 'The Claman Cou...

February 17, 2023, 7:45 am

Ftc slaps online pharmacy goodrx for sharing users' health data with facebook and google

Online pharmacy GoodRx has agreed to pay $1.5 million in civil penalties for years of sharing the health information of consumers with third parties l...

February 1, 2023, 12:00 pm

Finra fines bgc financial $175k for trace reporting errors

Financial Industry Regulatory Authority (FINRA) has slapped a fine of $175,000 on BGC Financial, along with a censure order, for the rules ...

January 23, 2023, 8:53 am

Fca slaps £4,8m fine on bgc brokers and gfi subsidiaries

The Financial Conduct Authority (FCA), UK's r...

December 8, 2022, 1:19 pm

Asic slaps a 10-year ban on unlicensed cfd trader

In its investigation, ASIC found that Suncoast Trading, Equity Trade, nor Jennings hold the necessary Australian Financial Services licence to provide...

November 15, 2022, 8:44 am

China slaps $1.2 billion fine on ride-hailing giant didi, citing cybersecurity breaches — wsj

SINGAPORE–Chinese authorities fined ride-hailing company Didi Global Inc. the equivalent of about $1.2 billion, bringing an end to a year-long inves...

July 21, 2022, 2:40 am

J.p.morgan slaps 'sell' rating on rolls-royce, shares drop

Rolls-Royce's plan to focus on the development of electric aero engines and greener fuel options raises doubts over the prospects of its mainstay civi...

April 12, 2022, 8:41 am

Hc wainwright & co slaps buy rating on nextech ar stock, calling it "attractive metaverse play"

HC Wainwright & Co has initiated coverage on metaverse firm NexTech AR Solutions Corp, citing its “attractive metaverse play” as a catalyst for it...

March 17, 2022, 12:44 pm

California slaps tesla with lawsuit alleging racial discrimination, reports say

California has sued Tesla Inc. over allegations of discrimination and harassment of Black employees at its San Francisco Bay Area factory, according t...

February 10, 2022, 3:35 pm


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