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Broadcom seeks penalties from netflix for infringing on patents
Shares of Broadcom Inc. AVGO, +2.15% gained 0.4% in premarket trading Friday, after the semiconductor company said a German patent court said its pate...
November 3, 2023, 9:18 am
A number of risk advisory investigation firms are closing hong kong offices
The Wall Street Journal (gated) with the report. The closures come after US firm Mintz was raided earlier the year and staff detained. US firm Minz Gr...
October 16, 2023, 3:32 am
Microsoft owes $29 billion in back taxes says us government
Microsoft owes the US Treasury $28.9 billion (£23bn) in back taxes, plus penalties and interest accord...
October 11, 2023, 9:31 pm
Musk warned over israel conflict ‘disinformation' on x
Elon Musk has been warned that he must respond to European authorities over alleged misinformation on his social media X following the outbreak of war...
October 11, 2023, 9:02 am
Sec’s $79 million crackdown: 10 firms hit with recordkeeping failures
The Securities and Exchange Commission (SEC) has imposed penalties totaling $79 million on ten firms fo...
September 29, 2023, 8:52 pm
Sec's $79 million crackdown: 10 firms hit with recordkeeping failures
The Securities and Exchange Commission (SEC) has imposed penalties totaling $79 million on ten firms fo...
September 29, 2023, 8:52 pm
Seaworld sued by city of san diego for $12.2m in owed rent
SeaWorld has been sued by the city in which it operates San Diego over allegations it owes $12.2 million in unpaid rent, ...
September 8, 2023, 8:36 am
Cftc moves against 3 defi platforms, slaps heavy penalties
The Commodity Futures Trading Commission (CFTC) has taken enforcement action against three decentralized finance (DeFi) protocols, Opyn, ZeroEx, and D...
September 8, 2023, 5:13 am
Td expects penalties from us probes on money laundering
TD Bank Group on Thursday said it expects fines and "non-monetary" penalties related to investigations ...
August 24, 2023, 7:22 pm
China raids, fines us firm for foreign-related statistical investigations without approval
China imposed roughly US$1.5 mn in financial penalties on the Beijing arm of Mintz Group for allegedly ...
August 22, 2023, 1:58 am
Is the latest penalty slapped on emera's nova scotia unit another six-figure sign to ‘sell'?
Regulator penalties are just getting bigger for Emera ( CA:EMA ) subsidiary Nova Scotia Power and that ...
August 21, 2023, 10:25 pm
Ubs to shell out $1.4b over fraud claims related to 2008 economic crisis
Swiss banking giant, UBS, has agreed to pay $1.44 billion in penalties to settle fraud claims that it m...
August 14, 2023, 8:59 pm
Ubs to pay $1.43 billion in civil penalties for alleged fraud
UBS Group AG (NYSE: UBS) is in focus today after it agreed to pay civil penalties worth $1.43 billion t...
August 14, 2023, 4:55 pm
Ubs to pay $1.4 billion for selling toxic mortgages prior to the great recession
The Justice Department announced on Monday that UBS has agreed to pay $1.4 billion in penalties for all...
August 14, 2023, 2:14 pm
Ubs to pay $1.4 billion for fraud in mortgage-backed securities
Swiss bank UBS agreed to pay a combined $1.4 billion in penalties over fraud and misconduct in its offe...
August 14, 2023, 1:17 pm
Sec acts against 11 firms neglecting electronic communications
In acknowledging the oversights, these firms forked out a combined $289m to pay their respective penalties...
August 9, 2023, 9:32 am
“facing difficulties”: cysec investigates cif that struggles with client funds returns
After the Cypriot financial market regulator took initial action against Ayers Alliance (previously known as Harborx Ltd.) in April 2022, the investme...
August 3, 2023, 11:56 am
Asic reports $109m in civil penalties and 144 ongoing cases after h1 2023
The Australian Securities and Investments Commission (ASIC) has issued a stringent warning to market participants, stating that it will continue to ta...
August 2, 2023, 9:25 am
Cresco labs, columbia care scrap merger announced in march, 2022
Cresco Labs CRLBF, +0.25% CL, stock was down 1.6% in premarket trading Monday after the cannabis company said it mutually agreed to terminate its merg...
July 31, 2023, 8:42 am
There won't be a trump indictment today
Earlier there were reports that a Trump indictment for the Jan 6 events could come as soon as today. A court spokesman now says there won't be any ind...
July 27, 2023, 7:00 pm