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Shell exits us southcoast wind farm contract, agrees to pay penalty

Shell's finance chief said on Thursday the firm had exited a power purchase agreement (PPA) for the planned SouthCoast windfarm off the coast of Massa...

November 2, 2023, 11:45 am

Gain capital’s $236 million deal that led to an insider trading scandal

The Securities and Exchange Commission (SEC) has announced a settlement with former financial services executive Joseph Conlan over insider trading al...

October 31, 2023, 9:30 am

Xrp news: sec’s $770 million penalty target and dubai’s healthcare leap

As the November 9 deadline approaches, the SEC and Ripple maintain radio silence on settlement talks, while Ripple makes strides in the digital asset ...

October 31, 2023, 2:05 am

Nikola stock climbs on $165m fraud settlement with company founder

Nikola Corp (NASDAQ:NKLA) shares surged 14% to $1.08 in late-morning trading on Tuesday after a regulatory filing revealed that the electric and hydro...

October 24, 2023, 11:29 am

California regulator proposes $45 mln penalty for pg&e over 2021 dixie fire

The California Public Utilities Commission (CPUC) on Monday proposed a $45 million shareholder-funded penalty<...

October 10, 2023, 2:04 am

Fcc hits dish network with $150k fine in agency's first-ever penalty for space debris

Dish Network has been slapped with a historic $150,000 fine by the Federal Communications Commission for failing to properly deorbit one of its broadc...

October 3, 2023, 6:26 pm

Fcc enforces first space debris penalty in $150,000 settlement with dish

The Federal Communications Commission announced a settlement with Dish Network on Monday in the regulator's first ...

October 2, 2023, 3:13 pm

French court to rule in november on ubs' tax evasion appeal -ubs lawyer

France's top court will rule on Nov. 15 on an appeal by UBS against its conviction in a tax evasion case which drew a 1.8 billion-euro ($1.90 billion)...

September 27, 2023, 8:02 am

Can i move my 401(k) to gold without a penalty?

Moving a 401(k) to a gold IRA, as a rollover, can be a strategic way to diversify your retirement savings, yet it’s a procedure that requires carefu...

September 26, 2023, 3:29 pm

Anz hit with $15 million fine for misleading almost 200,000 customers

The Federal Court of Australia has imposed a $15 million penalty on the Australia and New Zealand Banki...

September 26, 2023, 9:03 am

Australian court fines anz $9.6 mln for misleading customers over funds

Australian Securities & Investments Commission said on Tuesday ANZ Group Holdings was ordered to pay a A$15 million ($9.63 million) ...

September 25, 2023, 9:42 pm

Segro: exiting the penalty box

SEGRO has sold off alongside the rest of the European property. Yet, its high-quality portfolio and resilient balance sheet are shining through. With ...

September 22, 2023, 4:41 pm

Goldman sachs to pay $6m sec penalty for submitting deficient trading data

Goldman Sachs (NYSE:GS) has been charged by the US Securities and Exchange Commission for failing to provide complete and accurate securities trading ...

September 22, 2023, 10:45 am

Goldman to pay $6 million penalty to sec over recordkeeping violations

Goldman Sachs GS, +0.39% will pay the Securities and Exchange Commission $6 million to resolve charges that the investment bank provided incomplete in...

September 22, 2023, 9:28 am

Australia fines lender nab $1.4 mln for wrongfully charging fees

The Australian Federal Court has fined the country's second-biggest lender National Australia Bank a penalty...

September 21, 2023, 10:17 pm

Heq: joins the penalty box

John Hancock Hedged Equity & Income Fund joins the penalty box of distribution cutters, leading to a de...

September 21, 2023, 2:17 pm

Interactive brokers (ibkr) australia fined for trade negligence

Interactive Brokers' (IBKR) local unit in Australia faces penalty for its negligence in its failure to ...

September 21, 2023, 1:32 pm

Cftc imposes fine on stonex for alleged disclosure breach

The Commodity Futures Trading Commission (CFTC) has imposed a penalty of $650,000 on StoneX Markets LLC...

September 20, 2023, 7:54 pm

Asic fines interactive brokers for allowing suspicious trading

The Australian financial markets regulator has slapped the local unit of Interactive Brokers with a monetary p...

September 20, 2023, 7:04 am

Lyft to pay $10m civil penalty over disclosure failures: sec

The SEC said that Lyft was required to report details of the transaction because Lyft, which approved sale of the private sales, was a participant in ...

September 18, 2023, 10:55 am


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